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EDUCATION AND DEBATE:
Veronica Morton and David J Torgerson
Effect of regression to the mean on decision making in health care
BMJ 2003; 326: 1083-1084 [Full text]
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Rapid Responses published:

[Read Rapid Response] Understanding variation
Tom P Marshall, B15 2TT   (16 May 2003)
[Read Rapid Response] Regression to the mean and publication bias
Javier Llorca, Trinidad Dierssen-Sotos, Onofre Combarros, and Jose Berciano   (20 May 2003)
[Read Rapid Response] Concerning regression to the mean
David P Mitchell   (27 May 2003)
[Read Rapid Response] On "regression to the mean"
Nelson B. Watts   (29 May 2003)
[Read Rapid Response] Regression to the mean does not explain public health effects
Nick J Andrews, Andre Charlett and Noel Gill.   (5 June 2003)

Understanding variation 16 May 2003
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Tom P Marshall,
Lecturer in Public Health
Birmingham University,
B15 2TT

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Re: Understanding variation

Professor Deming, the statistician and management guru credited with Japan's post-war revival observed that "The central problem in management and productivity is failure to understand variation." This is just as true in clinical medicine.

An understanding of variation is as essential to practicing medicine as the ability to take a history or elicit symptoms. In chronic disease, failure to understand how much random variation can occur in clinical measurements leads to constant tampering with management strategies.

Clinicians frequently overestimate the effects of advice or treatment because of failure to appreciate regression to the mean. For example I have often have heard primary care physicians and nurses claim that "in their experience" patients cholesterol levels fall significantly after receiving dietary advice. This is unlikely. With the benefit fo a control group, it is apparent that even intensive dietary advice has a small effect on cholesterol levels. [1] The mistake arises because we fail to appreciate just how variable a single cholesterol measurement actually may be. We also tend to start from a premise of belief in our beneficience, rather than scientific scepticism. Questioning a professional's view of their own efficacy is a fast track to unpopularity. This can be a significant obstacle to understanding variation.

1. J L Tang, J M Armitage, T Lancaster, C A Silagy, G H Fowler, H A W Neil 1213-1220. Systematic review of dietary intervention trials to lower blood total cholesterol in free-living subjects BMJ 1998; 316:

Competing interests:   None declared

Regression to the mean and publication bias 20 May 2003
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Javier Llorca,
Professor of Preventive Medicine and Public Health
University of Cantabria School of Medicine. Avda Herrera Oria s/n. 39011 Santander. Spain,
Trinidad Dierssen-Sotos, Onofre Combarros, and Jose Berciano

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Re: Regression to the mean and publication bias

Morton and Torgerson have pointed out a number of examples on regression to the mean and its effects on diagnosis tests, new treatment and public health.1 We want to suggest another example on causal research. We have published a meta-analysis of eight case-control studies on the relationship between low density lipoprotein receptor related (LRP) protein gene exon 3 polymorphism and sporadic Alzheimer’s disease.2

In this letter, we present a cumulative meta-analysis on the same eight papers: we have obtained an odds ratio with the first study, then we have added the second published paper and we have calculated  a common odds ratio, and so on until the eight articles had been included in the same order they were published. The results show that the first study odds ratio was the higher (2.41) and that the meta-analysis odds ratio progressively decreased until 1.35. Ioannidis et al have also reported that "the first study often suggests a stronger genetic effect than is found by subsequent studies".3

This result would be related with both regression to the mean and publication bias. When first studing a gene as risk factor for any disease, negative results (no association) would be harder to publish than positive ones. This is a well-known source of publication bias in meta-analysis. However, once a gene-disease relationship has been published, it would be easier to publish another paper that contradicts the first one.

Researchers on genetic causation of diseases should have a healthy scepticism the first time a gene-disease association is described; actually, consistency between several reports should be required to attribute a causative paper to a gene.

References

  1. Morton V, Torgerson DJ. Effect of regression to the mean on decision making in health care. BMJ 2003; 326:1083-4. [Free Full Text]

  2. Sánchez-Guerra M, Combarros O, Infante J, Llorca J, Berciano J, Fontalba A, Fernández-Luna JL, Peña N, Fernández-Viadero C. Case-control study and meta-analysis of low density lipoprotein receptor related protein gene exon 3 polymorphism in Alzheimer’s disease.  Neurosci Letter 2001; 316:17-20. [Abstract]

  3. Ioannidis JPA, Ntzani EE, Trikalinos TA, Contopoulos-Ioannidis DG. Replication validity of genetic association studies. Nature Genetics 2001; 29:306-9. [Abstract]

Competing interests:   None declared

Concerning regression to the mean 27 May 2003
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David P Mitchell,
Lecturer
Trinity College, Dublin, Ireland

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Re: Concerning regression to the mean

Dear Sir

Regression to the mean is a real and important statistical phenomenon. I think, however, that the authors may have overstated the case for regression to the mean.

The first regression line drawn on biological data (to the best of my present knowledge) was a plot of seed weights presented by Francis Galton at a Royal Institution lecture in 1877. (1) Galton had seven sets of sweet pea seeds labelled K to Q and in each packet the seeds were of the same weight. He chose sweet peas on the advice of his cousin Charles Darwin and the botanist Joseph Hooker as sweet peas tend not to self fertilise and the seed weight varies little with humidity. He distributed these packets to a group of friends throughout Great Britain who planted them. At the end of the growing season the plants were uprooted and returned to Galton. The seeds were distributed because when Galton had tried this experiment himself in the Kew Gardens in 1874, the crop had failed.

He found that the weights of the offspring seeds were normally distributed, like their parents, and that if he plotted the mean diameter of the offspring seeds against the mean diameter of their parents he could draw a straight line through the points - the first regression line. He also found on this plot that the mean size of the offspring seeds tended to the overall mean size. He initially referred to the slope of this line as the "coefficient of reversion". Once he discovered that this effect was not a heritable property but the result of his manipulations of the data, he changed the name to the "coefficient of regression". This result was important because it appeared to conflict with the current thinking on evolution and natural selection. He went to do extensive work in quantitative genetics and in 1888 coined the term "co-relation" and used the now familiar symbol "r" for this value.

The phenomomen of regression to the mean is dependent on two assumptions not mentioned in the article: ceteris paribus and the absence of autocorrelation. Ceteris paribus is the assumption that during the period that the data is was collected, the underlying conditions remain unchanged. Autocorrelation is a statistical property that measures dependency the residual values, ie the amount that the data differs from the regression line, have on one another.

To relate the ceteris paribus assumption to the article, consider the example of meningitis vaccination programme given. While undoubtly some of the reduction in meningitis is due to regression to the mean, it is difficult to agree that this assumption still holds true. The ceteris paribus assumption can be tested for statistically with a change point test of which there are many.

Autocorrelation may be positive or negative. When positive autocorrelation is present the positive (those values above the regression line) and negative residuals (those values below the regression line) tend to occur together. When negative autocorrelation is present, positive residuals tend to be followed by negative ones and vice versa. When negative autocorrelation is present in a data series it can be mistaken for regression to the mean. The presence of autocorrelation in a data series can also be tested for.

No doubt this discussion of statistical arcana may appear irrelevant to many of your readers. If important decisions are to be made on this data, it seems relevant to know what the underlying assumptions are.

Reference

1. Pearson K. 1930. The Life, Labours and Letters of Francis Galton, 3A:4. Cambridge University Press.

Competing interests:   None declared

On "regression to the mean" 29 May 2003
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Nelson B. Watts,
Professor of Medicine, University of Cincinnati College of Medicine
Cincinnati OH 45219

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Re: On "regression to the mean"

On “regression to the mean” Morton and Torgerson remind us of the phenomenon of regression to the mean(1) and how it might lead to erroneous conclusions in clinical practice. They give the example of women treated for osteoporosis from Cummings et al.(2) They conclude that “Some women continue to lose bone at the first follow up measurement despite effective treatment. …because of regression to the mean, most patients (> 80%) who lost bone in the first year of treatment went on to gain bone in the second year despite no change in treatment.” Actually, Morton and Torgerson have been led to an erroneous conclusion. The figure in Cummings paper is misleading because it does not include the baseline values. The figure in Morton and Torgerson’s paper are erroneously modified from Cumming’s original figure. The modified figure now has a baseline, but show the Year 2 values incorrectly as change relative to baseline, rather than change from the Year 1 value (as correctly stated in the figure legend). A correct modification, including baseline, can be found in our 2000 paper(3) discussing the Cummings report. Actually, Morton and Torgerson have reached another erroneous conclusion: that regression to the mean applies to individual results. Instead, it applies to group data.(4) For serial bone densitometry in clinical practice, the principle of “least significant change” applies.(5) If we assume that the data points in Cummings’ initial paper on the subject represent individual and not group results, at most centers, three of the “patients” would be told they had significant increases at Year 1 and again at Year 2, four would be told there was no change at Year 1 and no change at Year 2, and one would be told there was significant loss at Year 1 but that Year 2 was no different from baseline. That data point actually represents less than 2% of the subjects in Cummings’ analysis. Regression to the mean can certainly be misleading, but can also be used to mislead! Nelson B. Watts MD Director, University of Cincinnati Bone Health and Osteoporosis Center 222 Piedmont Avenue, Suite 4300 Cincinnati OH 45219 phone 513-475-7400 fax 801-838-1966 voice mail 320-216-6242 e-mail nelson.watts@uc.edu www.ucosteoporosis.com Reference List 1. Morton V,.Torgerson DJ. Effect of regression to the mean on decision making in health care. BMJ 2003;326:1083-4. 2. Cummings SR, Palermo L, Browner W, Marcus R, Wallace R, Pearson J et al. Monitoring osteoporosis therapy with bone densitometry - Misleading changes and regression to the mean. JAMA 2000;283:1318-21. 3. Lenchik L,.Watts NB. Regression to the mean: What does it mean? Using bone density results to monitor treatment of osteoporosis. J.Clin.Densitom. 2000;4:1-44. 4. Bonnick SL. Monitoring osteoporosis therapy with bone densitometry: a vital tool or regression toward mediocrity? J.Clin.Endocrinol.Metab. 2000;85:3493-5. 5. Lenchik L, Kiebzak GM, Blunt BA, International Society for Clinical Densitometry Position Development Panel and Scientific Advisory Committee. What is the role of serial bone mineral density measurements in patient management? Journal of Clinical Densitometry. 2002;5 (suppl):S29-S38. I can provide figures if you wish.

Competing interests:   None declared

Regression to the mean does not explain public health effects 5 June 2003
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Nick J Andrews,
Statistician
Statistics Unit, Communicable Disease Surveillance Centre, London NW9 5EQ,
Andre Charlett and Noel Gill.

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Re: Regression to the mean does not explain public health effects

The article by Morton and Torgerson on the subject of regression to the mean provides some valuable insights into this phenomenon [1]. However, we do not agree with the following statement made in the section on public health:

‘The policy of vaccinating children against meningitis was introduced at a time of heightened incidence. The headline benefit of a 75%-90% reduction in cases is an overestimate as most of the reduction would have been due to the regression to the mean.’

This statement is wrong for a number of reasons, and the benefit mentioned is not an example of regression to the mean.

When assessing interventions applied at an individual level, such as vaccination, it is possible to measure the direct effect of the intervention by comparison of incidence rates in those who did and did not receive the intervention. For the meningococcal group C vaccine the 75-90% reductions reported [2,3] were based upon this direct effect and not on a simple comparison of incidence before and after the vaccination campaign. Even if the comparison was between pre and post vaccination incidence it would still not make sense to conclude that most of the effect is due to regression to the mean. The incidence of group C disease had risen steadily for a number of years prior to the introduction of the vaccine. [4] Large random annual fluctuations did not occur so there was no good reason to expect that shortly following the introduction of vaccination regression to some lower underlying mean level would occur that could explain even a trivial proportion of the observed reduction.

The temporal patterns for many diseases (as well as other events) exhibit cyclical trends, which include regular epidemics, and these predictable changes need to be taken into account when evaluating interventions. The random components that are the basis for regression to the mean are often relatively small.

Regression to the mean is an important phenomenon. However, to determine whether it provides an explanation for all or part of an observed change, it is necessary to understand the contribution of both the random and systematic components of variation and how they have been allowed for.

References

1.Morton V, Torgerson DJ. Effect of regression to the mean on decision making in health care. BMJ 2003; 326:1083-1084.

2.Ramsay M, Andrews N, Kaczmarski E, Miller E. Efficacy of meningococcal serogroup C conjugate vaccine in teenagers and toddlers in England. Lancet 2001;357:195-196.

3.Campbell H, Ramsay M, Andrews N, Miller E. The Impact of the Meningococcal C Conjugate Immunisation Programme in England and Wales. New Developments in Vaccine Research & Disease Surveillance 2003;3:1-10.

4.Miller E, Salisbury D, Ramsay M. Planning, registration, and implementation of an immunisation campaign against meningococcal serogroup C disease in the UK: a success story. Vaccine 2002;20:S58-S67.

Competing interests:   None declared